Synpulse (HK)

Synpulse - Manager, Regulatory Compliance & Risk

Senior Level
Hong Kong
Manager, Regulatory Compliance & Risk
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About Us

Synpulse is an internationally established management consulting company with branches in Europe, United States, Asia Pacific and Australia. We are a valued partner to many of the world's largest international financial services and insurance firms. We support our clients at all project management stages from the development of strategies and operational frameworks to the technical implementation and handover. Our expertise in business and technology combined with our methodic approach enable us to create sustainable added value for our clients business.

Who we're looking for

Synpulse is looking for self-motivated candidates with a pronounced interest in financial services consulting and exceptional interpersonal skills to join our Hong Kong-based team as a Manager, Regulatory Compliance & Risk.

What you will be doing
  • For Manager Level - 8 to 12 years of solid experience in private banks, wealth managers, or investment banks / or regulatory bodies (i.e. HKMA, SFC, MAS) or reputable international consulting firms with in-depth knowledge of regulatory compliance and risk management in financial services industry.
  • Lead risk management advice, remediation and transformation (with a domain of knowledge in Investment Suitability, Transaction monition, AML, KYC, Trade Surveillance, Market Conduct, Operational Risk Management, Fraud Risk Management, Conduct & Culture)
  • Be recognized on one key regulatory compliance and risk topics
  • Conduct risk & compliance management framework design and operational effectiveness
  • Controls framework definition (from design to implementation incl. Operating effectiveness)
  • Regulatory mapping and gap assessment, incl. process effectiveness from a risk perspective
  • Be able to understand Regulatory Requirements, or findings from internal and external audit
  • Providing guidance on current and emerging control practices
  • Advising clients on risk culture, conduct and accountability regimes and practices
Who you are
  • Practical experience in private banks, wealth management, corporate investment banks in the areas of internal controls, regulatory compliance, risk governance and operational risk management within 1st line of defense or 2nd line of defense.
  • Familiar with the regulatory environment of Hong Kong/ Singapore (HKMA, SFC and MAS)
  • Good knowledge in banking (Business, Compliance, and Risk Management), rules and regulations and operations as well as different products and services offered by financial services.
  • Understanding of Information Technology, RegTechs/ FinTechs market in APAC will be a considered as a plus.
  • Excellent command of both written and spoken English and Cantonese, proficient in Mandarin is preferred.
  • Be fully part of project developments, and deliver and be involved into internal activities (Business Development, Topic Developments, Market Trends, Thought Leadership etc.
  • Support Competence Centre Lead for Regulatory Compliance & Risk to help grow the competency and execute the go-to-market approach and client coverage
  • Have an established network within Hong Kong & Greater Bay Area
  • Help with business development on select clients to build and convert the pipeline
  • Collaborate with other competencies on cross team offerings ( Business Innovation & Growth, Data Analytics, Operational Excellence – and be willing to work cross financial services lines i.e. Private Banks, Wealth Managers, Corporate investment Banking)
  • Proficiency in MS Excel, with core skills to support analysis
  • Proficiency in MS PowerPoint to present complex data visually
  • Meticulous attention to detail and strong organizational skills
  • Strong presentation, facilitation, influencing and stakeholder management skills
  • Previous exposure within Greater China Banks & Greater Bay Area will be an advantage

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Lucky Building, 39 Wellington Street, Central, Hong Kong
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Synpulse (HK)

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